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Quest CE Releases their Newest FINRA Course: Business Conduct- Institutional: Understanding Information Barriers

02-17-2012 09:29 AM CET | Business, Economy, Finances, Banking & Insurance

Press release from: Quest CE

Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the latest addition to their FINRA course line up, Business Conduct-Institutional: Understanding Information Barriers.

This course is designed to help securities industry professionals understand information barriers and the regulatory obligations regarding confidentiality, privacy and conflicts of interest as they relate to material, nonpublic information. It explores, in depth related topics such as wall-crossing procedures, restricted and watch lists, physical and electronic separation, and insider trading as it relates to information barriers. Life-like scenarios address information barriers with respect to research and investment banking.

Quest CE provides crucial FINRA course training options, along with a wide array of continuing education courses to fulfill every adviser’s industry needs at both state and national levels.

Visit http://www.questce.com/company/downloads to view Quest CE’s 2012 Firm Element Course Catalog. For questions regarding this or other FINRA and/or Quest CE authored Firm Element course options, please contact a Quest CE Sales Executive at 877-593-3366 or e-mail sales@questce.com.

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About Quest CE

For over twenty-five years Quest CE has been the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions including annually required Firm Element Training for registered representatives, on-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.

Serving more than 350 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses their competitors. Quest CE is the single source solution for organizations seeking training and compliance needs.

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Milwaukee, WI 53224

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