Quest CE to Attend 2012 Annual FINRA Conference
This year, FINRA plans to expand on a variety of industry hot topics including, but not limited to, social media, risk management, small firm issues, and new use technology. For more information on the conference please visit FINRA’s website (http://www.finra.org/Industry/Education/ConferencesEvents/AnnualConference/index.htm).
“It’s important for us to stay current on FINRA’s rules and regulations to better service our clients,” said Alex Krenke, Vice President of Sales, Marketing, and Client Services at Quest CE. “We welcome visitors to stop by our booth to discuss how we can provide them with both affordable compliance education and quality services.”
Conference attendees can meet one-on-one with Quest CE employees to discuss FINRA training and tracking solutions as well as Quest CE’s newest social media archiving application, Codex. The Quest CE staff on location includes Alex Krenke, Vice President of Sales, Marketing, and Client Services, Aaron Thompson, Vice President of Finance and Whitney Hagstrom, Manager of Business Development.
In addition, Quest CE will be distributing a variety of prizes and conference survival gear to contributing conference participants. Quest CE will be located at Booth 22, just outside the Grand Ballroom, at the Renaissance Washington, DC Downtown Hotel.
For more information on Quest CE’s attendance at the 2012 Annual FINRA Conference in Washington contact Quest CE at 877-593-3366 or e-mail Quest CE at email@example.com.
About Quest CE
For over twenty-five years Quest CE has been the premier provider of Compliance Education to the financial services industry. In addition to offering Providership Administration and insurance continuing education (CE) for professionals holding insurance licenses and professional designations like the CFP, CPA, CLE, CIMA and CLU/ChFC designations, Quest CE also provides a complete spectrum of FINRA compliance training solutions including annually required Firm Element Training for registered representatives, on-demand Annual Compliance Meetings, Annual Compliance Questionnaires, Needs Analysis Surveys, Outside Business Activity Tracking, Gifts and Entertainment Tracking and Political Contributions Tracking.
Serving more than 380 leading insurance carriers, broker-dealers, banks, and other financial institutions, Quest CE is committed to providing advanced custom solutions at cost effective rates, while providing a level of service that greatly surpasses their competitors. Quest CE is the single source solution for organizations seeking training and compliance needs.
10850 West Park Place, Suite 1000
Milwaukee, WI 53224
This release was published on openPR.
Permanent link to this press release:
Please set a link in the press area of your homepage to this press release on openPR. openPR disclaims liability for any content contained in this release.
You can edit or delete your press release Quest CE to Attend 2012 Annual FINRA Conference here
News-ID: 222096 • Views: 2387
More Releases from Quest CE
Quest CE Unveils Branch Audit Tool Enhancements
MILWAUKEE – January 6, 2020 – Quest CE, premier provider of compliance training and tracking technology solutions, is excited to announce the release of its latest Branch Audit Tool enhancements. Quest CE’s Branch Audit Tool offers automated internal audit workflows that integrate with other Quest CE services so firms can efficiently manage risk and meet the obligations of their branch locations across the nation. Quest CE is now extending its commitment
Quest CE Releases Course on NY Regulation 187
MILWAUKEE – May 28, 2019 – Quest CE, premier provider of compliance training and tracking technology solutions, today announced the release of a new course focused on New York’s Amendment to Regulation 187, which significantly expands existing suitability standards involving life insurance and annuity products. Broker-dealers who sell annuities in the state of New York will need to abide by the New York State Department of Financial Services Best Interest Regulation
Quest CE Receives ClearCert’s Content Certified Seal of Approval
MILWAUKEE – May 12, 2015 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, today announced that it is now a ClearCert Certified Training Provider, further enhancing its reputation as a trusted partner in the continuing education market. ClearCert is a third-party information clearinghouse that validates content across statewide Long-Term Care Insurance and Annuity Suitability training courses to ensure content quality and consistency across the industry.
Quest CE to Attend SILA’s 2014 National Education Conference
MILWAUKEE – September 15, 2014 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is pleased to announce its attendance at the Securities and Insurance Licensing Association’s (SILA) upcoming 2014 National Education Conference. The annual conference will take place October 5-8 at the Disneyland Hotel in Anaheim, California. Given the location, the theme of this year’s event is “If You Can Dream it, You
More Releases for FINRA
FINRA Arbitration Claim Filed against VSR Financial
The White Law Group has filed a Claim Alleging Over-concentration in High-risk Private Placement Investments. The White Law Group has filed and submitted a FINRA claim on behalf of a Kingston, Washington resident alleging claims for violation of common law fraud, breach of fiduciary duty, negligence, and negligent supervision. The claim further alleges that VSR Financial unsuitably invested the client in the following high risk private placement investments: Arciterra National REIT Behringer
CHETU TO EXHIBIT AT FINRA ANNUAL CONFERENCE 2017 IN WASHINGTON, D.C.
Plantation, Fla. (May 8th 2017) – Chetu is excited to announce that they will be exhibiting at FSCNY in the nation's capital, Washington, DC. The conference and expo takes place on May 16th through May 18th at the Marriott Marquis Washington on 901 Massachusetts Avenue. "FINRA brings in a wide variety of individuals under one roof to discuss todays most timely regulatory and compliance topics," said John Ryerson, National Account for
FINRA Award Involving Christopher Tolmacs and Triad Advisors
The White Law Group continues to investigate the liability that Tolmacs' FINRA registered employer may have for failure to properly supervise him. According to reports, FINRA arbitrators have awarded two clients of former broker Christopher Tolmacs $1.2 million in compensatory damages and $300,000 in punitive damages based on "willful wanton misconduct, conversion of funds and securities fraud." The Financial Industry Regulatory Authority said in the award that Tolmacs denied the
Quest CE Releases their Newest FINRA Course: Business Conduct- Institutional: Un …
Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the latest addition to their FINRA course line up, Business Conduct-Institutional: Understanding Information Barriers. This course is designed to help securities industry professionals understand information barriers and the regulatory obligations regarding confidentiality, privacy and conflicts of interest as they relate to material, nonpublic information. It explores, in depth related topics such as wall-crossing procedures,
Quest CE Offers FINRA “Annual Compliance Reminders for Registered Representati …
MILWAUKEE – June 7, 2011 – Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the addition of a new course to their Firm Element Course Catalog titled, “Annual Compliance Reminders for Registered Representatives – Vol. 1.” This course is available for 2011 Firm Element Programs. Scenarios throughout the course, adapted from actual disciplinary actions, remind registered representatives of their compliance obligations.
Quest CE Announces New Firm Element Course on FINRA Rules 2090 and 2111
Quest CE, premier provider of insurance continuing education and FINRA firm element training, is proud to announce the authoring of a new course titled, “FINRA Rules 2090 and 2111: Know Your Customer and Suitability.” The new course will be available for Quest CE’s 2012 Firm Element Course Catalog. The Securities and Exchange Commission (SEC) has approved FINRA’s proposal to adopt rules governing know-your-customer (Rule 2090) and suitability obligations (Rule 2111). The