Press release
Capital Market Solutions Empowers Financial Firms with Scalable, Automated FINRA Compliance via RSMS
Compliance Challenges Demand Smarter Solutions
Financial institutions navigating 2024's escalating regulatory demands are finding that manual workflows and legacy systems are no longer up to the task. In contrast, firms leveraging modern automated compliance tools report significantly improved on-time submission rates, near-zero rejection rates, and a streamlined response to FINRA inquiries-underscoring the clear edge of technology-driven compliance.
https://capmarketsolutions.com/navigating-finra-mandates-with-scalable-compliance-tools/
RSMS: A Robust, Scalable RegTech Platform
RSMS provides a comprehensive, tech-forward compliance solution that transforms how firms manage regulatory reporting:
Automated Reporting for CAT & CAIS
Ensures accurate, timely submissions with minimal manual intervention.
Exception Management
Identifies and manages reporting discrepancies through alert-driven workflows.
Compliance Health Monitoring
Offers real-time oversight of submission status, résumés of exceptions, and alignment with FINRA's WSP expectations.
https://capmarketsolutions.com/cais/
WSP Alignment
Built to support and enforce adherence to internal supervisory procedures at scale.
https://capmarketsolutions.com/cat/
2025-Ready Compliance, Today
With regulatory requirements evolving faster than ever, RSMS equips firms with:
Scalability: Capable of handling increased volume and complexity without operational strain.
Proactivity: Firms shift from reactive corrections to forward-looking compliance postures.
Efficiency: Compliance teams focus on oversight, not firefighting, thanks to automated exception workflows.
Contact:
Capital Market Solutions
Email: sales@capmarketsolutions.com
Office: New York, NY
Visit: www.capmarketsolutions.com
Capital Market Solutions (CMS) is a leader in regulatory, compliance, and reporting solutions for investment banks, broker-dealers, hedge funds, and more. For years, CMS has helped firms by providing reliable and flexible tools to meet regulatory demands. The cloud-based RSMS CAT modules are among CMS's most trusted products, delivering secure, accurate, and efficient compliance processes. By combining smart technology with expert regulatory knowledge, CMS continues to simplify and enhance compliance for financial firms around the world.
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