Press release
Capital Market Solutions Empowers Financial Firms with Scalable, Automated FINRA Compliance via RSMS
Compliance Challenges Demand Smarter Solutions
Financial institutions navigating 2024's escalating regulatory demands are finding that manual workflows and legacy systems are no longer up to the task. In contrast, firms leveraging modern automated compliance tools report significantly improved on-time submission rates, near-zero rejection rates, and a streamlined response to FINRA inquiries-underscoring the clear edge of technology-driven compliance.
https://capmarketsolutions.com/navigating-finra-mandates-with-scalable-compliance-tools/
RSMS: A Robust, Scalable RegTech Platform
RSMS provides a comprehensive, tech-forward compliance solution that transforms how firms manage regulatory reporting:
Automated Reporting for CAT & CAIS
Ensures accurate, timely submissions with minimal manual intervention.
Exception Management
Identifies and manages reporting discrepancies through alert-driven workflows.
Compliance Health Monitoring
Offers real-time oversight of submission status, résumés of exceptions, and alignment with FINRA's WSP expectations.
https://capmarketsolutions.com/cais/
WSP Alignment
Built to support and enforce adherence to internal supervisory procedures at scale.
https://capmarketsolutions.com/cat/
2025-Ready Compliance, Today
With regulatory requirements evolving faster than ever, RSMS equips firms with:
Scalability: Capable of handling increased volume and complexity without operational strain.
Proactivity: Firms shift from reactive corrections to forward-looking compliance postures.
Efficiency: Compliance teams focus on oversight, not firefighting, thanks to automated exception workflows.
Contact:
Capital Market Solutions
Email: sales@capmarketsolutions.com
Office: New York, NY
Visit: www.capmarketsolutions.com
Capital Market Solutions (CMS) is a leader in regulatory, compliance, and reporting solutions for investment banks, broker-dealers, hedge funds, and more. For years, CMS has helped firms by providing reliable and flexible tools to meet regulatory demands. The cloud-based RSMS CAT modules are among CMS's most trusted products, delivering secure, accurate, and efficient compliance processes. By combining smart technology with expert regulatory knowledge, CMS continues to simplify and enhance compliance for financial firms around the world.
This release was published on openPR.
Permanent link to this press release:
Copy
Please set a link in the press area of your homepage to this press release on openPR. openPR disclaims liability for any content contained in this release.
You can edit or delete your press release Capital Market Solutions Empowers Financial Firms with Scalable, Automated FINRA Compliance via RSMS here
News-ID: 4143375 • Views: …
More Releases from Capital Market Solutions
Powering Precision in Regulatory Compliance: How the Cloud Transforms RSMS, CAIS …
In a world where regulatory demands evolve relentlessly, financial institutions must move beyond legacy systems. Embracing cloud-based RegTech-especially for Regulatory Surveillance and Management System (RSMS), Customer Account Information System (CAIS), and Consolidated Audit Trail (CAT) Compliance-is no longer optional, it's foundational.
1. Reinventing Oversight with RSMS in the Cloud
https://capmarketsolutions.com/cat/
A cloud-native Regulatory Surveillance and Management System (RSMS) empowers compliance teams with real-time, unified monitoring across CAT and CAIS channels. Firms can:
Automate cross-system…
Ibutilide Impurity Standards - Ensuring Accuracy in Antiarrhythmic Drug Analysis
Overview of Ibutilide
Ibutilide is a class III antiarrhythmic agent widely prescribed for the acute conversion of atrial fibrillation and atrial flutter. Its mechanism of action prolongs cardiac action potential and refractoriness, helping restore normal sinus rhythm. Given its therapeutic importance, regulatory authorities require rigorous quality control - and that's where Ibutilide impurity standards come into play.
https://aquigenbio.com/product/ibutilide-fumarate/
At Aquigen Bio, we provide high-purity impurity reference standards for Ibutilide to support pharmaceutical R&D,…
Capital Market Solutions Highlights RSMS Impact on CAT and CAIS Compliance Amid …
As the financial sector reaches the halfway point of a turbulent 2025, Capital Market Solutions (CMS) is drawing attention to the growing need for smarter, faster, and more resilient compliance systems. In its latest thought leadership piece-"Halfway Through 2025 - An RSMS Perspective on Regulatory Compliance"-CMS unpacks the shifting regulatory landscape and the essential role its Regulatory Surveillance and Management System (RSMS) is playing in helping broker-dealers stay audit-ready and…
FINRA CAT Compliance in 2025: A Game-Changer for Regulatory Transparency and Tra …
In the ever-evolving landscape of financial regulation, one initiative has transformed the way U.S. capital markets are monitored and governed: the Consolidated Audit Trail (CAT). Spearheaded by the Securities and Exchange Commission (SEC) and enforced by FINRA, CAT is designed to centralize, standardize, and modernize the audit trail for all U.S. equity and options markets.
CAT is not just another reporting mandate-it's a systemic overhaul of how regulatory bodies gather, analyze,…
More Releases for CMS
Headless Content Management System (CMS) Software Market 2023: Industry Future, …
The Headless Content Management System (CMS) Software market research report is proficient and top to bottom research by specialists on the current state of the industry. This statistical surveying report gives the most up to date industry information and industry future patterns, enabling you to distinguish the items and end clients driving income development and benefit. It centres around the real drivers and restrictions for the key players and present…
Content Management Systems (CMS) Market 2025: Strong Extension In Revenue Contin …
Report Ocean released a report deciphering the Content Management Systems (CMS) Market report that provides in-depth analysis and crucial insights into key factors that are crucial to the success of the market.
The report is a systematic study of the market that provides key statistics on trends, analyst views, competitive landscapes, and key regions markets report is a comprehensive study. In this research report, key business trends and upcoming Content Management…
Headless CMS Software Market 2020 How the Business Will Grow in 2026? Prominent …
“Headless CMS Software Market is growing at a High CAGR during the forecast period 2020-2026. The increasing interest of the individuals in this industry is that the major reason for the expansion of this market”.
A headless CMS is commonly known as a headless content management system; it is a back-end content management system. This tool is used to manage, track, and store content projects from creation to publication, like traditional…
Headless CMS Software Market 2020 How the Business Will Grow in 2026? Prominent …
“Headless CMS Software Market is growing at a High CAGR during the forecast period 2020-2026. The increasing interest of the individuals in this industry is that the major reason for the expansion of this market”.
A headless CMS is commonly known as a headless content management system; it is a back-end content management system. This tool is used to manage, track, and store content projects from creation to publication, like traditional…
Headless CMS Software Market Will Generate Massive Revenue In Future 2020: Conte …
Headless CMS Software Market report offers comprehensive lucrative market analysis, SWOT analysis of the foremost prominent players in this landscape. Headless CMS Software Market report has been formulated to give our clients the most up-to-date data and figure out the impact on the enterprises and business development, distribution by region and on the global level.
The Headless CMS Software Market study includes competitive landscape, growth trends, market issues, drivers, CAGR,…
Content as a Service Market to 2027 - Butter CMS, Contentful, Contentstack, Core …
The content as a service market is witnessing a high demand due to the features of service such as channel proliferation, multiple model option, personalization, and provides insights. Proliferation of digital content across the business and the increasing need for delivering contextualized user experience is driving the content as a service market. The North America is expected to hold major market share of content as a service market during the…
