Press release
Capital Market Solutions Enhances FINRA CAT Compliance with RSMS's Innovative Comparative Review Feature
🔗 Read the full article:https://capmarketsolutions.com/streamlining-cat-reporting-rsmss-new-approach-to-comparative-reviews/
A Smarter Approach to CAT and CAIS Compliance
As FINRA CAT and FINRA CAIS enforcement continues to evolve, firms must adopt smarter technologies that offer more than just reporting-they need automated intelligence to monitor, reconcile, and resolve discrepancies.
With the RSMS comparative review functionality, firms gain:
Automatic cross-system data matching
Instant visibility into error trends and reporting gaps
Analytics to proactively improve CAT and CAIS data quality
RSMS bridges the gap between raw reporting and actionable insight, making it easier for operations and compliance teams to stay audit-ready and error-free.
Check out :https://capmarketsolutions.com/cat/
CAIS-Connect Integration: Unifying CAT + CAIS Oversight
The update works seamlessly with CMS's CAIS-Connect platform-an end-to-end Customer Account Information System (CAIS) compliance tool. Together, RSMS and CAIS-Connect offer full visibility into account data submissions, firm-designated IDs, linkage validations, and more-eliminating silos between trade reporting and customer data submissions.
"We designed this feature to take the manual pain out of comparative review. With RSMS, firms no longer have to struggle with fragmented audit trails or blind spots across their reporting ecosystem," said a CMS spokesperson. "Our goal is to make FINRA CAT and CAIS compliance simple, scalable, and smart."
Check out: https://capmarketsolutions.com/cais/
Empowering Operations, Compliance, and Technology Teams
Whether a firm is preparing for a FINRA CAT exam or undergoing a CAIS correction cycle, RSMS empowers stakeholders across departments to:
Detect issues before they trigger regulatory alerts
Improve overall data governance and control
Streamline communication between compliance and IT
Contact:
Capital Market Solutions
Email: sales@capmarketsolutions.com
Office: New York, NY
Visit: www.capmarketsolutions.com
Capital Market Solutions (CMS) is a leader in regulatory, compliance, and reporting solutions for investment banks, broker-dealers, hedge funds, and more. For years, CMS has helped firms by providing reliable and flexible tools to meet regulatory demands. The cloud-based RSMS CAT modules are among CMS's most trusted products, delivering secure, accurate, and efficient compliance processes. By combining smart technology with expert regulatory knowledge, CMS continues to simplify and enhance compliance for financial firms around the world.
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