Press Releases from Smith & Bernards Associates (7 total)
Smith & Bernards Associates on how the pandemic is spurring new financial regula …
The COVID-19 pandemic pushed banks and credit unions to fast-track digital transformation plans as consumers nationwide stopped visiting branches and ATMs, and suddenly shifted to…
New State Requirements for Certain Investment Advisers and Solicitors at Smith & …
New and amended rules will go into effect in New York that require certain individuals associated with investment advisers to register with the state and…
Smith & Bernards Associates adds leading finance lawyer to New York office
Financial law firm Smith & Bernards Associates is pleased to announce that Christian Millard has joined the firm’s Finance practice as a partner in New…
Smith Bernards & Associates Talk About Mitigating Fraud For Businesses Internall …
Michael Davis Head of Business Law at Smith & Bernards Associates Law Firm Talks at local seminar about mitigating risk of fraud in the workplace
Periodically,…
Smith & Bernards Associates Charge Financial Advisory Firm with Fraud for Steali …
Smith & Bernards Associates today charged former registered representative and investment adviser Shaun Davidson with fraud for stealing from brokerage customers and an elderly advisory…
Smith & Bernards Associates Help Reduce Scams During Covid-19
Criminals were quick to capitalise on Covid-19. 3% of global spam is estimated to be Covid-19 related, 36% of people in the UK have been…
Smith & Bernards Associates Appoint New Head of Corporate Law Division
Smith & Bernards Chief Executive Of Law Timothy Wendle today appointed Linda S. Harvey as the law firm’s new Head of Corporate Law. With this appointment,…
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