Press release
Capital Market Solutions Unveils Top 5 FINRA CAT Compliance Priorities for 2025 with RSMS Platform Leading the Way
"With rising scrutiny from FINRA and evolving reporting demands, broker-dealers can no longer afford inefficiencies in CAT data management," said [Spokesperson Name], [Title], Capital Market Solutions. "RSMS is engineered to ensure broker-dealers are not only compliant, but confidently ahead of regulatory expectations."
Top 5 FINRA CAT WSP Priorities for 2025
Capital Market Solutions identifies the following five areas where firms must enhance their CAT WSPs:
Accurate CAT Reporting: Firms must address ambiguities in reporting guidelines, inconsistencies in data validation, and insufficient training. RSMS provides real-time validation, step-by-step submission guidance, and precision dashboards.
Complete Reporting: Gaps in reconciliation and overreliance on manual review processes risk incomplete submissions. RSMS automates data reconciliation and anomaly detection to ensure submission completeness.
Timely Submissions: Delays due to fragmented systems or lack of contingency planning can result in missed deadlines. RSMS ensures punctual submissions with automated scheduling and fail-safe mechanisms.
Managing Error Corrections: Unmanaged errors can trigger regulatory red flags. RSMS minimizes correction rates through proactive audits, root cause analysis, and detailed correction tracking.
Responding to Regulatory Inquiries: Firms face increasing pressure to respond rapidly to CAT-related inquiries. RSMS centralizes compliance data and provides audit-ready reports on demand, ensuring responsiveness and transparency.
Know more about : https://capmarketsolutions.com/top-5-cat-wsp-areas-drawing-finras-attention-in-2025/
Industry Benchmarking: A New Priority
With FINRA emphasizing comparative performance reviews, RSMS now enables firms to benchmark their compliance metrics against industry standards. Advanced analytics dashboards offer actionable insights that elevate compliance posture and regulatory readiness.
RSMS: The Leading Edge in CAT Compliance
RSMS delivers a single platform solution that simplifies the full lifecycle of FINRA CAT compliance. Key benefits include:
Real-time data accuracy
Timely, complete reporting
Low error correction rates
Streamlined inquiry response
Continuous peer benchmarking
Know more about RSMS:- https://capmarketsolutions.com/rsms/
Capital Market Solutions invites broker-dealers to modernize their CAT compliance processes with RSMS and proactively address 2025's most pressing regulatory challenges.
Know more about finra cat :- https://capmarketsolutions.com/cat/
Contact:
Capital Market Solutions
Email: sales@capmarketsolutions.com
Office: New York, NY
Visit: www.capmarketsolutions.com
About Capital Market Solutions
Capital Market Solutions (CMS) is a leader in regulatory, compliance, and reporting solutions for investment banks, broker-dealers, hedge funds, and more. For years, CMS has helped firms by providing reliable and flexible tools to meet regulatory demands. The cloud-based RSMS CAT modules are among CMS's most trusted products, delivering secure, accurate, and efficient compliance processes. By combining smart technology with expert regulatory knowledge, CMS continues to simplify and enhance compliance for financial firms around the world.
This release was published on openPR.
Permanent link to this press release:
Copy
Please set a link in the press area of your homepage to this press release on openPR. openPR disclaims liability for any content contained in this release.
You can edit or delete your press release Capital Market Solutions Unveils Top 5 FINRA CAT Compliance Priorities for 2025 with RSMS Platform Leading the Way here
News-ID: 4037854 • Views: …
More Releases from Capital Market Solutions
Simplifying SEC Compliance in the Cloud Age with RSMS Vault
For broker-dealer compliance teams, meeting SEC Rule 17a-4 requirements is only half the battle. The rule extends beyond basic record retention-it demands immutable WORM (Write Once, Read Many) storage, supervisory oversight, and support for special provisions such as HOLD. The challenge is clear: how can firms ensure their systems are not only secure and auditable, but also efficient and sustainable-without drowning in manual oversight and fragmented processes?
In today's highly regulated…
Is Your Firm Ready for CAT Regulatory Audits? How RSMS Simplifies Compliance
Feeling the heat of CAT regulatory audits? You're not alone. Compliance expectations from FINRA and the SEC are becoming more complex, and firms are under constant pressure to prove their Consolidated Audit Trail (CAT) compliance. Timely submissions are no longer enough-regulators want complete, accurate data backed by documented Written Supervisory Procedures (WSPs) and regular comparative reviews.
The reality? Many broker-dealers are still relying on outdated systems, siloed data, and manual processes,…
Elevating Regulatory Reporting: How RSMS Cloud Solutions Create a Competitive Ed …
In today's rapidly evolving financial sector, meeting the strict requirements of Consolidated Audit Trail (CAT) Compliance and Customer Account Information System (CAIS) reporting is no longer just about box-ticking-it's about gaining operational control and reducing risk. The Regulatory Surveillance and Management System (RSMS), built on secure, cloud-based technology, is redefining the standards for efficiency, transparency, and scalability across the industry. Integrations with CAIS-Connect and finely tuned support for FINRA CAT…
Powering Precision in Regulatory Compliance: How the Cloud Transforms RSMS, CAIS …
In a world where regulatory demands evolve relentlessly, financial institutions must move beyond legacy systems. Embracing cloud-based RegTech-especially for Regulatory Surveillance and Management System (RSMS), Customer Account Information System (CAIS), and Consolidated Audit Trail (CAT) Compliance-is no longer optional, it's foundational.
1. Reinventing Oversight with RSMS in the Cloud
https://capmarketsolutions.com/cat/
A cloud-native Regulatory Surveillance and Management System (RSMS) empowers compliance teams with real-time, unified monitoring across CAT and CAIS channels. Firms can:
Automate cross-system…
More Releases for CAT
Rising Cat Ownership Fuels Growth In The Cat Food Market: A Leading Driver Behin …
Stay ahead with our updated market reports featuring the latest on tariffs, trade flows, and supply chain transformations.
What Will the Cat Food Industry Market Size Be by 2025?
The market size for cat food has witnessed a hardy growth in the recent past. It is projected to expand from $23.48 billion in 2024 to $25.1 billion in 2025, increasing at a compound annual growth rate (CAGR) of 6.9%. Factors such as…
Innovative Cat Grass and Meat Combo: A Solution For Fussy Cat Eaters
Image: https://ecdn6.globalso.com/upload/p/2108/image_other/2024-09/wps-pictures-1-1.jpegImage: https://ecdn6.globalso.com/upload/p/2108/image_other/2024-09/wps-pictures-1.jpeg
Our freeze-dried cat grass [https://www.yupaipetfood.com/yupai-heart-shape-freeze-dried-snacks-for-cats-and-dogs-product/] snacks are making waves among pet owners: it's a combination of cat grass and meat that is very healthy for cats and solves the problem that some cats don't like to eat traditional cat grass.This innovative snack merges the health benefits of cat grass with the irresistible taste of meat, providing a win-win solution for both cats and their owners.A Unique Blend for…
Childless Cat Lady Party
FOR IMMEDIATE RELEASE Contact: Tom Andrews, 415-479-3800
CAT LADY PARTY
Childless Cat Ladies and the Men Who Love Them are invited to dance the night away, on Saturday, October 12, 8pm, 2024 at The Blue Light, a popular nightclub at 1979 Union Street in San…
Cat Milk Market Worth Observing Growth | ZEAL, KIT CAT, TESCO
Cat Milk Market, Global Outlook and Forecast 2022-2028 is the latest research study released by HTF MI evaluating the market risk side analysis, highlighting opportunities, and leveraging strategic and tactical decision-making support. The report provides information on market trends and development, growth drivers, technologies, and the changing investment structure of the Cat Milk Market, Global Outlook and Forecast Market. Some of the key players profiled in the study are PIDAN,…
Global Cat Climbing Furnitures Market 2022 Future Developments - Ware Pet Produc …
The latest investigation report distributed by MarketQuest.biz, the Global Cat Climbing Furnitures Market is needed to note huge advancement throughout the fundamental quantity 2022 to 2028.
The assessment report offers a market share examination to the extent of mass and volume. Supported the first and in-depth secondary analysis, the study has been developed based on recent trends, rating analysis, potential and historic demand & supply, economic condition, COVID-19 impact, and alternative…
Attention Cat Lovers: There Is A New Cat ($CATZ) On The Crypto Block
Despite The Market Turmoil CatzCoin ($CATZ) Has Already Pledged $250K+ For Cat Shelters In Charitable Donations
Sydney, Australia, May 2021: CATZ is a fast-growing community token with an ambition to overtake Dogecoin as the top community coin. They will be donating 5% of the total coin supply to charities that support cats over the next 30 months.
CatzCoin ($CATZ) distinguishes itself from other tokens. The CatzCoin journey is on a solid decentralized…
