Capital Market Solutions Unveils Top 5 FINRA CAT Compliance Priorities for 2025 with RSMS Platform Leading the Way

New York, NY - As regulatory oversight intensifies in 2025, Capital Market Solutions is calling attention to the most critical Written Supervisory Procedures (WSP) focus areas firms must address to maintain robust compliance with the FINRA Consolidated Audit Trail (CAT) requirements. In response, the company's flagship platform, the Regulatory Surveillance and Management System (RSMS), continues to set the standard for end-to-end CAT compliance.

"With rising scrutiny from FINRA and evolving reporting demands, broker-dealers can no longer afford inefficiencies in CAT data management," said [Spokesperson Name], [Title], Capital Market Solutions. "RSMS is engineered to ensure broker-dealers are not only compliant, but confidently ahead of regulatory expectations."

Top 5 FINRA CAT WSP Priorities for 2025
Capital Market Solutions identifies the following five areas where firms must enhance their CAT WSPs:

Accurate CAT Reporting: Firms must address ambiguities in reporting guidelines, inconsistencies in data validation, and insufficient training. RSMS provides real-time validation, step-by-step submission guidance, and precision dashboards.

Complete Reporting: Gaps in reconciliation and overreliance on manual review processes risk incomplete submissions. RSMS automates data reconciliation and anomaly detection to ensure submission completeness.

Timely Submissions: Delays due to fragmented systems or lack of contingency planning can result in missed deadlines. RSMS ensures punctual submissions with automated scheduling and fail-safe mechanisms.

Managing Error Corrections: Unmanaged errors can trigger regulatory red flags. RSMS minimizes correction rates through proactive audits, root cause analysis, and detailed correction tracking.

Responding to Regulatory Inquiries: Firms face increasing pressure to respond rapidly to CAT-related inquiries. RSMS centralizes compliance data and provides audit-ready reports on demand, ensuring responsiveness and transparency.

Know more about : https://capmarketsolutions.com/top-5-cat-wsp-areas-drawing-finras-attention-in-2025/

Industry Benchmarking: A New Priority
With FINRA emphasizing comparative performance reviews, RSMS now enables firms to benchmark their compliance metrics against industry standards. Advanced analytics dashboards offer actionable insights that elevate compliance posture and regulatory readiness.

RSMS: The Leading Edge in CAT Compliance
RSMS delivers a single platform solution that simplifies the full lifecycle of FINRA CAT compliance. Key benefits include:

Real-time data accuracy

Timely, complete reporting

Low error correction rates

Streamlined inquiry response

Continuous peer benchmarking

Know more about RSMS:- https://capmarketsolutions.com/rsms/

Capital Market Solutions invites broker-dealers to modernize their CAT compliance processes with RSMS and proactively address 2025's most pressing regulatory challenges.

Know more about finra cat :- https://capmarketsolutions.com/cat/

Contact:
Capital Market Solutions
Email: sales@capmarketsolutions.com
Office: New York, NY
Visit: www.capmarketsolutions.com

About Capital Market Solutions
Capital Market Solutions (CMS) is a leader in regulatory, compliance, and reporting solutions for investment banks, broker-dealers, hedge funds, and more. For years, CMS has helped firms by providing reliable and flexible tools to meet regulatory demands. The cloud-based RSMS CAT modules are among CMS's most trusted products, delivering secure, accurate, and efficient compliance processes. By combining smart technology with expert regulatory knowledge, CMS continues to simplify and enhance compliance for financial firms around the world.

This release was published on openPR.